John E. Chapman
Chief Executive Officer
Hoffman Estates, IL – Clearwater Capital Partners is pleased to announce that Braden Maher, currently serving as an Operations Specialist, has successfully passed the Series 65 Uniform Investment Adviser Law Examination. This milestone qualifies Braden to act as a future investment adviser representative and marks a meaningful step in his professional journey, enhancing his ability to contribute to the firm’s standard of client service excellence.
Braden is currently participating in Clearwater Capital Partners’ Advisor in Residency program, a structured path designed to build the foundational knowledge and experience necessary to serve clients as a financial advisor.
The Series 65 exam, administered by the Financial Industry Regulatory Authority (FINRA), is a rigorous assessment covering key areas essential to fiduciary investment advising, including:
- Laws, regulations, and ethical business practices
- Portfolio management strategies, asset allocation, and investment vehicles
- Core financial and economic concepts related to personalized financial planning
Braden’s achievement reflects his commitment to professional growth and fiduciary responsibility. It also underscores Clearwater Capital Partners’ ongoing dedication to developing skilled professionals who deliver thoughtful, informed guidance to clients.
About the Series 65 Examination
The Series 65 Uniform Investment Adviser Law Examination is designed to qualify individuals as investment adviser representatives. The exam ensures that candidates possess a thorough understanding of investment principles, laws, and regulations that govern fiduciary advisory services. Administered by FINRA, the Series 65 is recognized across the United States as a benchmark of advisory readiness.
About Clearwater Capital Partners
Clearwater Capital Partners is a privately held, independent Registered Investment Advisor (RIA). The firm provides Multi-Family Office and comprehensive wealth management services to successful individuals and families through their Private Wealth Management practice. The firm’s Institutional group offers a suite of professional services to businesses, non-profit organizations, foundations, and ERISA-governed retirement plans. https://www.ccpwealth.com/
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